Misled by a Financial Adviser? What to Do Next
Investor Alerts What to Do If Your Financial Adviser Misled You About an Investment When an adviser misleads you about an investment, the loss lands twice. Once in the account, and again in the discovery that the person you trusted with your savings is the reason the money is gone. I spent more than a […]
Red Flags Investment Advisers
Investor Alerts How to Spot Red Flags in an Investment Adviser Before You Invest Every investment fraud case I investigated at the SEC began the same way. An investor trusted someone who appeared trustworthy. The adviser had credentials, an office, a business card. They spoke confidently about returns and strategies. They came recommended by a […]