blog-005-en | Warning Signs of Elder Financial Exploitation
Investor Alerts How Families Can Recognize Financial Exploitation of an Elderly Investor The elder exploitation cases in my practice almost never come to me from the investor. They come from a son reviewing statements after a health scare, a daughter who noticed her father had grown evasive about money, a family that discovered the new […]
blog-004-en | AI Investment Scams and How to Spot Them
Investor Alerts AI Investment Scams Are Getting Harder to Spot In a decade of fraud investigations at the SEC’s Miami Regional Office, I learned that investment scams change their costumes constantly and their skeleton never. The promise of high returns with little risk, the manufactured urgency, the reason you cannot quite verify anything. Artificial intelligence […]
blog-003-en | Misled by a Financial Adviser? What to Do Next
Investor Alerts What to Do If Your Financial Adviser Misled You About an Investment When an adviser misleads you about an investment, the loss lands twice. Once in the account, and again in the discovery that the person you trusted with your savings is the reason the money is gone. I spent more than a […]
blog-001-en | Red Flags Investment Advisers
Investor Alerts How to Spot Red Flags in an Investment Adviser Before You Invest Every investment fraud case I investigated at the SEC began the same way. An investor trusted someone who appeared trustworthy. The adviser had credentials, an office, a business card. They spoke confidently about returns and strategies. They came recommended by a […]